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The Regulatory and Professional Discipline team has been independently recognised for the quality and efficacy of the service that it provides and a number of our lawyers are recommended as leaders in this field. We advise individuals, institutions and regulators of all sizes and have a range of pricing models to suit your needs.

The team has substantial experience in undertaking work on behalf of clients in both contentious and non-contentious matters, including in proceedings before first instance tribunals and in the High Court. Our comprehensive, team-based approach to the provision of advice in this area starts with the building of a custom made team of lawyers from across the firm. Clients benefit from a single point of contact for all their legal needs and receive consistent, considered advice as a result.

Our expertise covers all aspects of regulation and professional discipline and includes:

  • Advising financial professionals subject to regulatory action
  • Company Investigations
  • Health and Safety
  • Advising FCA Approved Persons
  • Electoral Regulation.
  • Environmental Law
  • Licensing
  • Representation of those appearing in Inquiries

If you have any legal problem in your life ... We are available

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